Interactive Data Comments on Regulatory Notice 14-52

نویسندگان

  • Marcia E. Asquith
  • Ronald W. Smith
چکیده

Interactive Data appreciates the opportunity to comment on the coordinated rule proposals FINRA 14-52 and MSRB 2014-20, concerning the disclosure of pricing information on retail fixed income transactions published November 17, 2014. We support the overarching goal of increased transparency for fixed income investors and the commitment of the Financial Industry Regulatory Authority (FINRA) and the Municipal Securities Rulemaking Board (MSRB) in this area. The goal of increased transparency should balance the costs to the industry with the utility of the proposed disclosures to investors, while minimizing any deleterious effects to the fixed income markets.

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تاریخ انتشار 2015